Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day Attention Investors 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. 2. Update your email id and mobile number with your stock broker depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Check your securities / MF bonds in the consolidated account statement issued by NSDL/CDSL every month..........Issued in the interest of Investors "Gopalji Broking Private Limited" are also doing proprietary (Own A/C) trading in addition to client's trading.

CONTACT US

Contact Details

Registered Office: 203, Yamuna Tower, Saini Enclave, LSC, Delhi - 110092.
Email: info@gopaljibroking.com
Phone:(011) 43027981
Fax: (011) 43027981
CIN: U67120DL2004PTC127758
Investors Grievances may be mailed to : investors@gopaljibroking.com
SEBI Registration No.: INZ000298037-BSE Cash/F&O/CD (Member ID: 6754)
SEBI Registration No.: IN-DP-598-2021-CDSL(DP ID 12093100)
AMFI Registration No.: ARN–128856
Compliance officer: Miss. Pooja Gupta
Email: pooja@gopaljibroking.com
Tel: (011) 43027981

Escalation Msatrix:

Details Of	Contact Person	Address	Contact No	Email Id	Working Hours
Client Servicing	Gaurav Kumar	203,YAMUNA TOWER,SAINI ENCLAVE LSC,DELHI-110092	9773534888	info@gopaljibroking.co	09:00 AM to 6:00 PM
Head of Client Servicing	AMIT SAINI	203,YAMUNA TOWER,SAINI ENCLAVE LSC,DELHI-110092	9990923306	investors@gopaljibroking.com	10:00 AM to 6:00 PM
Compliance Officer	POOJA GUPTA	203,YAMUNA TOWER,SAINI ENCLAVE LSC,DELHI-110092	9870972237	pooja@gopaljibroking.com	10:00 AM to 6:00 PM
CEO	SURENDRA KUMAR	203,YAMUNA TOWER,SAINI ENCLAVE LSC,DELHI-110092	9897636847	surendra@gopaljibroking.com	10:00 AM to 6:00 PM

Note : In absence of response/ complaint not addressed to your satisfaction, you may lodge a complaint with CDSL at https://www.cdsIindia.com/Footer/grievances.aspx
or SEBI at https://scores.oov.in/scores/Welcome.html or with. Please quote your Complaint Ref No. while raising your complaint at SEBI SCORES/ Depository portal.
1. Basic details of the SB such as registration number, registered address of Head Office and branches if any -

Stock Broker Name	Registration Number	Registered Address	Branch Address	Contact Number	Email id
Gopalji Broking Private Limited	SEBI Registration No.: INZ000298037, BSE-TM ID: 6754, SEBI DP Registration No.: IN-DP-598-2021 DP ID: 12093100	203,YAMUNA TOWER,SAINI ENCLAVE LSC,DELHI-110092	-	(011) 43027981	info@gopaljibroking.com

2. Names and contact details of all Key Managerial Personnel including the Compliance Officer-

Sr.No.	Name of the Individual	Designation	Mobile Number	Email id
1	SURENDRA KUMAR	DIRECTOR	9897636847	gopaljibroking@gmail.com
2	SHALINI VARSHNEY	DIRECTOR	9555536847	gopaljibroking@gmail.com
3	POOJA GUPTA	COMPLIANCE OFFICER	9870972237	compliance.gopaljibroking@gmail.com

3. Step by step procedures for opening an account, filing a complaint on designated Email ID, and finding out the status of the complaint etc
a.  Detailed write up on the procedure for opening an account along with Flowchart

b.  Detailed write up on procedure for filing a complaint on designated email id/ Toll-free number along with Flowchart

c.   Detailed write up on procedure for finding out status of the complaint basis Ticket Number etc. along with Flowchart

4. Details of Authorized Persons

Sr.No.

Authorized Person's Name

Authorized Person Code
(Exchange wise)

Constitution

Status

Registered Address

Terminal Details
(Exchange Wise)

Add	City	State	Pin Code

Terminal Allotted(Y/N)

No. of Terminal

Dharmendra Kumar Saini

AP20211202124123

Individual

Approved

596,Peerbauddin

Hapur

Uttar Pradesh

245101

Raj Kumar

AP20210817120311

Individual

Approved

Gopi Ganj, Sadabad Gate

Hathras

Uttar Pradesh

204101

Muskan

Individual

Cancelled

C-114, Gali No.1,DCM Colony,Ibrahimpur Extension,Ibrahim Pur

Delhi

110036

Prite Saini

AP20210816120216

Individual

Approved

Mohalla Garhi, New Besti, Pilkhuwa

Hapur

Uttar Pradesh

245304

Akshat Jain

Individual

Cancelled

Muhalla Sanghaiyan,Karhal

Mainpuri

Uttar Pradesh

205264

Naresh Chander Soni

AP20210821120499

Individual

Approved

110-B, First Fllor,Pocket-L, Near Deer Park, Dilshad Garden

Delhi

110095

Geeta Varshney

Individual

Cancelled

D-120C, Shakarpur Village, Shakarpur

Delhi

110092

Sunil Chand Saini

Individual

Cancelled

121, Mohalla Karigarwala, Asora

Hapur

Uttar Pradesh

245101

List of Authorized Persons (AP) Cancelled by Members on Account of Disciplinary Reasons

Sr.No.

Authorized Person's Name

Status

Authorized Person Cancellation Details

Date	Reason

Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. No need to issue cheques by investors while subscribing to an IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in the investor's account.

DP Id
Pan No