GopalJi Broking Private Limited A broker you can trust...
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Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Attention Investors: Stock Brokers can accept securities as margin only through pledge in the depository system. Gopalji Broking Private Limited also does proprietary (Own A/C) trading. Prevent Unauthorized Transactions in your demat account. Update your Mobile Number with your Depository Participant. KYC is a one-time exercise while dealing in securities markets. No need to issue cheques while subscribing to an IPO. Funds remain in the investor's account until allotment.

CONTACT DETAILS

Gopalji Broking Private Limited

  • Registered Office: 203, Yamuna Tower, Saini Enclave, LSC, Delhi - 110092.
  • Email: info@gopaljibroking.com
  • Phone: (011) 43027981
  • Fax: (011) 43027981
  • CIN: U67120DL2004PTC127758
  • Investors Grievances may be mailed to: investors@gopaljibroking.com
  • SEBI Registration No.: INZ000298037-BSE Cash/F&O/CD (Member ID: 6754)
  • SEBI Registration No.: IN-DP-598-2021-CDSL (DP ID 12093100)
  • AMFI Registration No.: ARN–128856
  • Compliance officer: Miss. Pooja Gupta
  • Email: pooja@gopaljibroking.com
  • Tel: (011) 43027981

Escalation Matrix:

Details Of Contact Person Address Contact No Email Id Working Hours
Client Servicing Gaurav Kumar 203, YAMUNA TOWER, SAINI ENCLAVE LSC, DELHI-110092 9773534888 info@gopaljibroking.com 09:00 AM to 6:00 PM
Head of Client Servicing AMIT SAINI 203, YAMUNA TOWER, SAINI ENCLAVE LSC, DELHI-110092 9990923306 investors@gopaljibroking.com 10:00 AM to 6:00 PM
Compliance Officer POOJA GUPTA 203, YAMUNA TOWER, SAINI ENCLAVE LSC, DELHI-110092 9870972237 pooja@gopaljibroking.com 10:00 AM to 6:00 PM
CEO SURENDRA KUMAR 203, YAMUNA TOWER, SAINI ENCLAVE LSC, DELHI-110092 9897636847 surendra@gopaljibroking.com 10:00 AM to 6:00 PM

Note: In absence of response/ complaint not addressed to your satisfaction, you may lodge a complaint with CDSL at https://www.cdslindia.com/Footer/grievances.aspx or SEBI at https://scores.gov.in/scores/Welcome.html. Please quote your Complaint Ref No. while raising your complaint at SEBI SCORES/ Depository portal.


1. Basic details of the SB such as registration number, registered address of Head Office and branches if any -

Stock Broker Name Registration Number Registered Address Branch Address Contact Number Email id
Gopalji Broking Private Limited SEBI Registration No.: INZ000298037, BSE-TM ID: 6754, SEBI DP Registration No.: IN-DP-598-2021 DP ID: 12093100 203, YAMUNA TOWER, SAINI ENCLAVE LSC, DELHI-110092 - (011) 43027981 info@gopaljibroking.com

2. Names and contact details of all Key Managerial Personnel including the Compliance Officer -

Sr.No. Name of the Individual Designation Mobile Number Email id
1 SURENDRA KUMAR DIRECTOR 9897636847 gopaljibroking@gmail.com
2 SHALINI VARSHNEY DIRECTOR 9555536847 gopaljibroking@gmail.com
3 POOJA GUPTA COMPLIANCE OFFICER 9870972237 compliance.gopaljibroking@gmail.com

3. Details of Authorized Persons

Sr.No. Authorized Person's Name Authorized Person Code (Exchange wise) Constitution Status Registered Address Terminal Details (Exchange Wise)
1 Dharmendra Kumar Saini AP20211202124123 Individual Approved 596, Peerbauddin, Hapur, Uttar Pradesh – 245101 N / 0
2 Raj Kumar AP20210817120311 Individual Cancelled Gopi Ganj, Sadabad Gate, Hathras, Uttar Pradesh – 204101 N / 0
3 Muskan - Individual Cancelled C-114, Gali No.1, DCM Colony, Ibrahimpur Extension, Delhi – 110036 N / 0
4 Prite Saini AP20210816120216 Individual Cancelled Mohalla Garhi, New Besti, Pilkhuwa, Hapur, Uttar Pradesh – 245304 N / 0
5 Akshat Jain - Individual Cancelled Muhalla Sanghaiyan, Karhal, Mainpuri, Uttar Pradesh – 205264 N / 0
6 Naresh Chander Soni AP20210821120499 Individual Approved 110-B, First Floor, Pocket-L, Near Deer Park, Dilshad Garden, Delhi – 110095 N / 0
7 Geeta Varshney - Individual Cancelled D-120C, Shakarpur Village, Shakarpur, Delhi – 110092 N / 0
8 Sunil Chand Saini - Individual Cancelled 121, Mohalla Karigarwala, Asora, Hapur, Uttar Pradesh – 245101 N / 0

List of Authorized Persons (AP) Cancelled by Members on Account of Disciplinary Reasons

Sr.No. Authorized Person's Name Status Cancellation Date Reason for Cancellation
No records found for disciplinary cancellations.

4. Step by step procedures for opening an account, filing a complaint on designated Email ID, and finding out the status of the complaint etc.

a. Detailed write up on the procedure for opening an account along with Flowchart

Account Open
How to open Account with GopalJi Broking Private Limited (Trading/Demat Account)
⬇️
Through Physical KYC form (Offline Mode)
⬇️
Read all documents, Terms & Conditions, Risk Disclosure documents, Do & Don’ts, Client Guidance copy carefully and proceed to account opening. All documents are available on our website.
⬇️
Fill all the information: PAN, Name, Address, E-mail, Mobile no., Income, Bank account details, Photos, Nomination details & other details and duly sign the KYC form.
Provide copies of POI and POA and Bank details along with KYC documents.
⬇️
After completion of KYC formalities, Account forwarded to KYC department for verifying documents.
⬇️
Account Opened.
GBPL sends welcome kit and other Back office login credentials to client/BO through email.

b. Detailed write up on procedure for filing a complaint on designated email id/ Toll-free number along with Flowchart

How to File a Complaint

Complaint
↓
Through E-mail

DP & Broking: investors@gopalbroking.com

  • Mention your trading/Demat number & other details
  • Complaint summary
  • Complaint related relevant document, if any
Through Telephone

DP & Broking: (011) 43027981

  • Explain your complaint
  • Provide your trading/Demat number & other details
↓

All details will be forwarded to concerned department/team.

After verification by IG Department, a management complaint number will be generated.

Verification process complete.

Complaint number will be sent to the client E-mail.


c. Detailed write up on procedure for finding out status of the complaint basis Ticket Number etc. along with Flowchart

How to know the status of Complaints
⬇️
Through E-mail
⬇️
Mention your Complaint number to know status
Through Telephone
⬇️
Ask your Complaint number to know status
⬇️
Complaint status will be sent to client at their registered E-mail ID
⬇️
Status Process Complete

Office

Gopalji Broking Private Limited
CIN: U67120DL2004PTC127758
Registered Office: 203, Yamuna Tower, Saini Enclave, LSC, Delhi - 110092.
Email: info@gopaljibroking.com
Phone: (011) 43027981 Fax: (011) 43027981

Registration

SEBI Registration No.: INZ000298037
BSE: Cash/F&O/CD (Member ID: 6754)
NSE: Cash/F&O/CD (Member ID: 90388)
SEBI Registration No.: IN-DP-598-2021
CDSL: DP ID 12093100
AMFI Registration No.: ARN–128856

Compliance officer

Miss. Pooja Gupta
Email: pooja@gopaljibroking.com
Tel: (011) 43027981
Investors Grievances may be mailed to: investors@gopaljibroking.com
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Disclaimer: Investments in securities market are subject to market risk, read all the related documents carefully before investing. *T&C Apply

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