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GopalJi Broking Private Limited

POLICIES & PROCEDURES

In compliance with regulatory mandates, the stock broker operates under structured frameworks to safeguard market integrity and client operations. Below are the key policy indicators details:

Key Policy Areas

  • Refusal of orders for penny/illiquid stock.
  • Setting up client's exposure limits.
  • Applicable brokerage rate structures.
  • Imposition of penalty/delayed payment charges.
  • Right to liquidate security margins without notice upon dues default.
  • Shortages in obligations arising out of internal netting of trades.
  • Position closing protocols & conditional trading locks.
  • Client de-registering frameworks.
  • Policy regarding treatment of inactive and dormant accounts.

Policy Documents

Documents describing significant policies and procedures of the stock broker

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Policy for Voluntary Freezing Online Access of Clients Trading Account

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