Prevent unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day Attention Investors 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. 2. Update your email id and mobile number with your stock broker depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 3. Check your securities / MF bonds in the consolidated account statement issued by NSDL/CDSL every month..........Issued in the interest of Investors "Gopalji Broking Private Limited" are also doing proprietary (Own A/C) trading in addition to client's trading.

INVESTOR CORNER

INVESTOR CHARTER
- Stock Brokers
- Depository Participant
Rights and obligations-I
Rights and obligations-II
Rights and obligations-III
Risk Disclosure Document
Guidance Note

Rights and obligations-III

Rights and obligations of Beneficial Owner and Depository Participant as prescribed by SEBI and Depositories

Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. No need to issue cheques by investors while subscribing to an IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in the investor's account.

INVESTOR CORNER

Rights and obligations-III

Rights and obligations of Beneficial Owner and Depository Participant as prescribed by SEBI and Depositories

Office

Registration

Compliance officer

DP Id
Pan No